Core Values

Principle Compliance shares tips, observations, and lessons learned for professionals working to advance corporate ethics. We also aim to present the topic in an interesting, accessible and relevant way to the general public in order to inspire ethical corporate behavior.

February 26, 2026
Cracked roof

How Remediating a Roof Leak is Like Responding to a Compliance Breach

February 26, 2026
Why they do it

Training and Policies Are Not Enough to Prevent Unethical Decision-Making

February 26, 2025
IMG

Just Because a Policy Exists Doesn’t Mean There Is Compliance

Ethics and compliance professionals have long been aware that a policy by itself is useless. A policy is a simple and necessary first step to set the standard, but […]
October 16, 2018
the good place season

The Good Place for Ethics and Compliance Training

If you have ever despaired over dull and tedious compliance training, #TheGoodPlace, now in its third season on NBC, should give you some hope. It proves […]
May 23, 2018
If compliance is the finish line, do you know how to get there?

“My Manager Made Me Do It” and Other Excuses

What does an illegal football tackle in Japan have to do with ethical decision making? More than you’d think, as it turned out. In a news […]
April 12, 2018
Principle Compliance - Standards of behavior

Even Small Companies Should Have a Code of Conduct

By Caveni Wong, Founder and Principal Yesterday morning I woke up to a cryptic email from the owner of a local business which said: “As you may […]
March 15, 2018
Principle Compliance - Wikipedia thor ragnarok

Gender Equality and Diversity: Thor and Black Panther Got It Right but Real Life Did Not

By Caveni Wong, Founder and Principal On the evening of International Women’s Day, my husband and I watched Thor: Ragnarok. I was quickly dismayed when an […]
February 22, 2018
Principle Compliance

Want a Good Code of Conduct? It’s Not About How Pretty It Looks.

Over the past 15 years, corporate Codes of Conduct have gone from dense single-spaced text to colorful brochures of stock photos and snazzy graphic designs that […]
November 7, 2017
Principle Compliance

What’s the ROI of an Ethical Culture?

By Caveni Wong, Founder and Principal (First published on LinkedIn) At a recent dinner with fellow Duke MBA alumni, after explaining what I did for work […]
May 24, 2016
Principle Compliance - How to Do “Tone-from-the-Top” and Really Mean It

How to Do “Tone-from-the-Top” and Really Mean It

(First published on LinkedIn) Nothing renders “tone-from-the-top” worthless faster than seeing an act of non-compliance go unpunished because it was committed by someone deemed too important to […]
April 13, 2017
Principle Compliance - A Gap Between a Company’s Values and Its Actions

A Gap Between a Company’s Values and Its Actions

(First published on LinkedIn) “We Fly Friendly. Warm and welcoming is who we are.” That’s not a joke. It’s one of the four shared values that United […]
February 26, 2025
IMG

Just Because a Policy Exists Doesn’t Mean There Is Compliance

Ethics and compliance professionals have long been aware that a policy by itself is useless. A policy is a simple and necessary first step to set the standard, but […]